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Mediation Ground Rules

  • Writer: Prue Berry
    Prue Berry
  • Jul 30, 2024
  • 3 min read

Updated: Aug 16, 2024

Mediation is a voluntary and confidential process in which an impartial third party, the mediator, facilitates communication and negotiation between disputing parties to help them reach a mutually acceptable agreement. As an alternative to litigation, mediation offers a more flexible, less adversarial approach to resolving disputes. However, for mediation to be effective, all participants must adhere to specific ground rules that ensure the process is fair, respectful and productive.


  1. Confidentiality

Confidentiality is the cornerstone of the mediation process. It ensure that discussions during mediation cannot be used against any party in subsequent legal proceedings.

  • Rule - all parties agree that anything discussed during mediation remains confidential, unless there is an explicit agreement to share certain information outside the process

  • Rationale - this rule encourages open and honest communication, which is crucial for resolving disputes.


2. Voluntary Participation

Mediation is a voluntary process. Although participation may be mandated by a court or employer, the ultimate decision to come to an agreement rests with the parties.

  • Rule - each party participates voluntarily and may withdraw from the mediation at any time if they feel the process is no longer serving their interests.

  • Rationale - voluntary participation ensures that the parties are committed to finding a resolution, making the process more likely to succeed.


3. Good Faith and Respect

All parties must engage in the mediation process in good faith, showing respect to each other and the mediator.

  • Rule - participants must listen actively, refrain from interrupting, and speak respectfully and truthfully

  • Rationale - good faith and respect foster a collaborative environment, which is essential for reaching a workable agreement.


4. Full Disclosure

To facilitate meaningful negotiations, participants must provide all relevant information to the mediator and other parties.

  • Rule - parties must disclose all pertinent facts and documents related to the dispute

  • Rationale - full disclosure allows for an informed discussion and helps prevent misunderstandings that could derail the mediation process


5. Focus on Interests, Not Positions

Mediation is most effective when parties focus on their underlying interests rather than sticking rigidly to their initial positions.

  • Rule - parties should aim to understand each other's interests and seek solutions that address those interest, rather than insisting on specific demands

  • Rationale - this approach opens the door to creative solutions that could satisfy the needs of all parties involved


6. Commitment to the Process

Mediation required active engagement and commitment from all parties if a resolution is to be achieved.

  • Rule - parties should commit to the mediation process, attending all sessions and actively participate in discussions

  • Rationale - commitment ensures that the mediation process is given a fair chance to succeed


7. Role of the Mediator

The mediators role is to facilitate discussion and help parties reach an agreement, not to impose a solution.

  • Rule - participants should respect the mediator's role as a neutral facilitator and refrain from pressuring the mediation to take sides or expect the mediator to make decisions on their behalf

  • Rationale - respecting the mediator's neutrality ensures that the process remains impartial and focussed on the parties needs


8. Agreement to Abide by Ground Rules

For mediation to be effective, all parties must agree to abide by the ground rules established at the outset

  • Rule - at the beginning of mediation, all parties must agree to the ground rules and commit to following them throughout the process

  • Rationale - a mutual agreement on the rules sets the tone for a respectful and productive mediation process


Mediation offers a powerful alternative to traditional dispute resolution methods, allowing parties to resolve conflicts in a more collaborative and less adversarial manner. The success of mediation hinges on the adherence to key ground rules that ensure the process remains fair, respectful and focussed on finding a mutually acceptable solution.

Fairway Mediation Solutions works with parties to maximise the chances of achieving a positive outcome, while preserving relationships and reducing the emotional and financial costs associated with disputes.

 
 
 
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